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Trading fund
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#	Item
981	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-Phlx[removed]April 30, 2012 Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-05-01 08:34:03 Finance Market maker Algorithmic trading Securities Exchange Act Order Exchange-traded fund NASDAQ Market liquidity Financial markets Financial economics Investment
982	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSE[removed]November 19, 2008 Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-11-20 17:22:17 Finance Regulation NMS Securities Exchange Act NYSE Arca Exchange-traded fund Short Algorithmic trading Order New York Stock Exchange Financial markets Financial economics Investment
983	Microsoft Word - NY-#[removed]v2-ISDA_SEC_HF_Comment_Letter-Final.DOC Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-09-16 09:04:39 Financial services Institutional investors Collective investment schemes Hedge fund Commodity Futures Trading Commission Prime brokerage Derivative Alan Greenspan Commodity pool Financial economics Investment Finance
984	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-04-26 09:47:12 Financial markets Exchange-traded fund Funds Options Clearing Corporation Futures contract Commodity Futures Trading Commission Chicago Board Options Exchange Silver as an investment Security Financial economics Investment Finance
985	Alternative Investment Management Association David A. Stawick, Secretary, Commodity Futures Trading Commission, Three Lafayette Centre, 1155 21st Street, NW., Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-04-13 09:25:46 Finance Hedge fund Financial adviser Dodd–Frank Wall Street Reform and Consumer Protection Act Fund of funds Collective investment scheme Investment Advisers Act U.S. Securities and Exchange Commission Prime brokerage Financial economics Investment Financial services
986	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-10-25 10:00:08 Stock market Funds NYSE Arca Exchange-traded fund NYSE Euronext New York Stock Exchange Futures contract Day trading American depositary receipt Financial economics Investment Finance
987	Notice of Filing of Proposed Rule Change and Amendments No. 1, 2, and 3 Thereto Relating to the Adoption of New Rules That Would Establish an Automated Opening System on the Exchange Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-09-19 16:15:27 Finance Self-regulatory organizations Stock market Philadelphia Stock Exchange Order Exchange-traded fund Electronic trading platform Options Price Reporting Authority Financial economics Financial markets Investment
988	Notice of Filing of Proposed Rule Relating to Relative Performance Indexes Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-10-05 17:00:32 United States securities law Financial markets 73rd United States Congress United States Securities and Exchange Commission Options Clearing Corporation Exchange-traded fund Commodity Futures Trading Commission Securities Exchange Act Chicago Board Options Exchange Financial economics Investment Finance
989	Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the Russell Global Opportunity ETF; Russell Bond ETF; and Russell Real Return ETF under NYSE Arca Equities Rule 8.600 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-12-01 14:15:32 Financial services Collective investment schemes Exchange-traded funds Closed-end fund Exchange-traded note Money market fund Financial adviser Asset allocation Futures contract Financial economics Investment Funds
990	Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of SPDR SSgA Real Assets ETF; SPDR SSgA Income Allocation ETF; SPDR SSgA Conservative Global Allocation ETF; SPDR SSgA Global Allocation ETF; a Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-12-02 09:47:57 Funds Collective investment schemes Financial services State Street Global Advisors SPDR Mutual fund State Street Corporation Closed-end fund Stock market index Financial economics Investment Exchange-traded funds

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